Allan Yan Sui Liu
廖恩樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Yan Sui Liu (廖恩樹), a licensed former licensee with CE reference AAJ494. This person has 12.0 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2015-04-01 |
| FIL Investment Advisors | RO | Type 4 - Advising on securities | Pre-2003 | 2015-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2015-04-01 |
| FIL Investment Advisors | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| FIL Investment Advisors | RO | Type 9 - Asset management | Pre-2003 | 2015-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2015-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Allan Yan Sui Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.