Carol Edith Nee Zimmern Murray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Edith Nee Zimmern Murray, a licensed former licensee with CE reference AAJ427. This person has 17.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F. R. Zimmern Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2020-07-13 |
| F. R. Zimmern Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-19 |
| F. R. Zimmern Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-19 |
| F. R. Zimmern Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-08-19 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Edith Nee Zimmern Murray during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hon Sun Lo | F. R. Zimmern Limited | 2003–2020 |
| Lai Ying Leung | F. R. Zimmern Limited | 2003–2020 |
| Leslye Jill Zimmern Gallie | F. R. Zimmern Limited | 2003–2019 |
| Amy Oi Mui Leung | F. R. Zimmern Limited | 2003–2019 |