Leslye Jill Zimmern Gallie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslye Jill Zimmern Gallie, a licensed former licensee with CE reference AAJ419. This person has 16.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F. R. Zimmern Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2019-10-25 |
| F. R. Zimmern Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-27 |
| F. R. Zimmern Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-27 |
| F. R. Zimmern Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-10-27 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Leslye Jill Zimmern Gallie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hon Sun Lo | F. R. Zimmern Limited | 2003–2019 |
| Lai Ying Leung | F. R. Zimmern Limited | 2003–2019 |
| Carol Edith Nee Zimmern Murray | F. R. Zimmern Limited | 2003–2019 |
| Amy Oi Mui Leung | F. R. Zimmern Limited | 2003–2019 |