Nicholas Philip Hugh Hadow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Philip Hugh Hadow, a licensed former licensee with CE reference AAJ135. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-11-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-14 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Philip Hugh Hadow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.