Kwai Lam Wong
黃桂林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Lam Wong (黃桂林), a licensed former licensee with CE reference AAI686. This person has 7.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-09-17 | 2010-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-09-17 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-09-17 | 2010-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-09-17 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-09-17 | 2010-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-09-17 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2005-10-13 | 2009-08-31 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2009-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-08-31 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-08-31 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |