Nancy Shuk Ying Lee
李淑英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Shuk Ying Lee (李淑英), a licensed former licensee with CE reference AAI586. This person has 13.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited | RO | Type 4 - Advising on securities | 2021-02-02 | 2024-12-17 |
| dLab Asset Management Limited | RO | Type 9 - Asset management | 2021-02-02 | 2024-12-17 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-04 | 2019-05-08 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 9 - Asset management | 2019-04-04 | 2019-05-08 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-10 | 2019-02-08 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-10 | 2019-02-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2014-11-04 | 2015-10-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2014-11-04 | 2015-10-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-05 | 2014-11-04 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-05 | 2014-11-04 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 - Asset management | 2014-03-18 | 2014-08-15 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-11-13 | 2014-02-17 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2012-11-13 | 2014-02-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-12-02 | 2009-01-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2009-01-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-09 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-02 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-02 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-09-25 | 2007-10-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2007-04-25 | 2009-01-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2007-04-25 | 2009-01-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-21 | 2007-04-25 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2007-03-21 | 2007-04-25 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-07 | 2009-01-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-04-07 | 2009-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nancy Shuk Ying Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.