Lap Yan Chu
朱立仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yan Chu (朱立仁), a licensed former licensee with CE reference AAI485. This person has 17.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-09-29 | 2020-11-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-21 | 2020-11-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2013-05-21 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-09-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Yan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.