Frank Tsao Yu Mao
毛昭宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Tsao Yu Mao (毛昭宇), a licensed former licensee with CE reference AAI356. This person has 5.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-11-29 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-11-29 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Tsao Yu Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.