Kin Ming Chan
陳建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Chan (陳建明), a licensed former licensee with CE reference AAI262. This person has 11.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-06 | 2014-08-13 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-03 | 2006-09-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2005-06-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-25 | 2004-11-05 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Raymond Wai Ming Chau | CVP Securities Limited | 2004–2014 |
| King Sun Wong | CVP Securities Limited | 2004–2014 |
| Helen Yim How Wong | CVP Securities Limited | 2004–2014 |
| Peter Yin Shing Lang | CVP Securities Limited | 2004–2014 |
| Norman Shun Ho Yu | CVP Securities Limited | 2004–2014 |
| Hon Chung Wong | CVP Securities Limited | 2005–2014 |
| Pak Wai Chow | CVP Securities Limited | 2005–2014 |
| Choi Wan Fung | CVP Securities Limited | 2005–2014 |
| Chung Yin Au | CVP Securities Limited | 2005–2014 |
| Chung Nin Lo | CVP Securities Limited | 2006–2014 |
| Pui Shan Mak | CVP Securities Limited | 2006–2014 |
| Wing Tak Lee | CVP Securities Limited | 2006–2014 |
| Kam Po Sze | CVP Securities Limited | 2006–2014 |
| Stephen Wai Ki Chow | CVP Securities Limited | 2005–2012 |
| Chun Bong Ho | CVP Securities Limited | 2007–2014 |
| Chin Man Lam | CVP Securities Limited | 2006–2013 |
| Hon Tak Ko | CVP Securities Limited | 2004–2014 |
| Yui Fai Ko | CVP Securities Limited | 2004–2014 |
| Curly Pui Nung Leung | CVP Securities Limited | 2004–2014 |
| Tsan Sang Au | CVP Securities Limited | 2004–2014 |