Chiu Tong Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Tong Yau (邱朝棠), a licensed Responsible Officer with CE reference AAH690. Currently licensed at 1 firm(s): FTFT International Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 22.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-03-27 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2021-05-18 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-28 | present |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-13 | 2021-04-28 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-21 | 2021-04-07 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-14 | 2020-07-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-01-31 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Tong Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.