Kai Ming Lee
李啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Lee (李啟明), a licensed former licensee with CE reference AAH316. This person has 8.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-07 | 2014-04-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-07 | 2014-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-11 | 2010-11-25 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-01-05 | 2010-11-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-08 | 2010-11-25 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-03-08 | 2007-04-18 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2005-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.