Tai Yuen Yip
葉泰源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yuen Yip (葉泰源), a licensed former licensee with CE reference AAG994. This person has 14.8 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2014-04-07 | 2019-05-31 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
RO | Type 9 - Asset management | 2013-06-14 | 2014-03-24 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-05-15 | 2013-06-14 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-05 | 2012-11-24 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 - Asset management | 2006-10-20 | 2012-11-24 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-04 | 2006-10-20 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2004-06-11 | 2005-05-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-06-11 | 2005-05-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2004-06-11 | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-09 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 - Asset management | Pre-2003 | 2005-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Yuen Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.