Tat Kwan Chu
朱達君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kwan Chu (朱達君), a licensed former licensee with CE reference AAG919. This person has 18.6 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-09 | 2021-12-13 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-05 | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-05 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Kwan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.