Car Man Lam
林家文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Car Man Lam (林家文), a licensed former licensee with CE reference AAG480. This person has 17.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-06 | 2020-02-24 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-07 | 2020-03-14 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-03 | 2005-04-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Car Man Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Curly Pui Nung Leung | CVP Securities Limited | 2005–2016 |
| Hon Tak Ko | CVP Securities Limited | 2005–2016 |
| Yui Fai Ko | CVP Securities Limited | 2005–2016 |
| Yiu Wah Shum | CVP Securities Limited | 2005–2016 |
| Man Tat Pong | CVP Securities Limited | 2005–2016 |
| Lin Tiu Hung | CVP Securities Limited | 2005–2016 |
| Chi Ping Au | CVP Securities Limited | 2006–2016 |
| Tsan Sang Au | CVP Securities Limited | 2005–2015 |
| Hon Chung Wong | CVP Securities Limited | 2005–2017 |
| Norman Shun Ho Yu | CVP Securities Limited | 2005–2017 |
| Raymond Wai Ming Chau | CVP Securities Limited | 2005–2016 |
| Helen Yim How Wong | CVP Securities Limited | 2005–2016 |
| Choi Wan Fung | CVP Securities Limited | 2005–2017 |
| Yun Keung Leung | CVP Securities Limited | 2005–2012 |
| Peter Yin Shing Lang | CVP Securities Limited | 2005–2015 |
| King Sun Wong | CVP Securities Limited | 2005–2016 |
| Hoi Fai Huen | CVP Securities Limited | 2007–2014 |
| Yu Kau Lui | CVP Securities Limited | 2008–2015 |
| Pak Wai Chow | CVP Securities Limited | 2005–2016 |
| Chung Yin Au | CVP Securities Limited | 2005–2016 |