Luk Moon Yuen
阮綠滿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luk Moon Yuen (阮綠滿), a licensed former licensee with CE reference AAG001. This person has 17.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-26 | 2023-01-13 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-30 | 2020-02-07 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-24 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Luk Moon Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.