Pui Chi Lyon Lo
盧佩芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Lyon Lo (盧佩芝), a licensed former licensee with CE reference AAF036. This person has 11.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-19 | 2017-02-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-21 | 2015-06-04 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-12 | 2008-08-01 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-23 | 2004-03-31 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-02-20 | 2008-04-14 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2004-02-20 | 2008-04-14 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-20 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Chi Lyon Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.