Kwong Sing Yam
任廣成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Sing Yam (任廣成), a licensed former licensee with CE reference AAE388. This person has 14.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-07-30 | 2017-07-01 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2010-07-30 | 2017-07-01 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-07-30 | 2017-07-01 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-07-01 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-08-28 |
| Peace Town Forex Limited 平和外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2010-08-21 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-07-01 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-05-31 |
| Peace Town Fund Management Limited 平和基金管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2011-05-31 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2010-08-28 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| Peace Town Fund Management Limited 平和基金管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-05-31 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-05-31 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-05-31 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Sing Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.