Wai Ng
吳偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ng (吳偉), a licensed former licensee with CE reference AAE362. This person has 15.8 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-20 | 2019-07-31 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-31 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-20 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-20 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-31 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.