Steven Sheung Chi Chan
陳尚智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Sheung Chi Chan (陳尚智), a licensed former licensee with CE reference AAE321. This person has 6.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-12-23 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-12-23 |
| Peace Town Forex Limited 平和外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2009-12-23 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-12-23 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-12-23 |
| Peace Town Fund Management Limited 平和基金管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2009-12-23 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2009-12-23 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-30 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| Peace Town Fund Management Limited 平和基金管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-12-23 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-12-23 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-12-23 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Sheung Chi Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.