Enzio Graf von Pfeil
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enzio Graf von Pfeil, a licensed former licensee with CE reference AAD763. This person has 19.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited | RO | Type 4 - Advising on securities | 2024-03-11 | 2024-07-29 |
| AK Partners HK Limited | RO | Type 9 - Asset management | 2024-03-11 | 2024-07-29 |
| AK Partners HK Limited | Rep | Type 4 - Advising on securities | 2023-05-18 | 2024-03-11 |
| AK Partners HK Limited | Rep | Type 9 - Asset management | 2023-05-18 | 2024-03-11 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-02-20 | 2023-04-24 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-02-20 | 2023-04-24 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-02-20 | 2023-04-24 |
| Odyssey Asset Management Limited | Rep | Type 4 - Advising on securities | 2017-09-20 | 2017-11-15 |
| Odyssey Asset Management Limited | Rep | Type 9 - Asset management | 2017-09-20 | 2017-11-15 |
| Private Capital Limited | Rep | Type 9 - Asset management | 2014-10-23 | 2017-03-29 |
| Private Capital Limited | Rep | Type 4 - Advising on securities | 2014-09-03 | 2017-03-29 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-10 | 2014-08-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-29 | 2013-02-07 |
| Financial Shield Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2012-06-21 |
| Financial Shield Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-25 |
| Financial Shield Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Enzio Graf von Pfeil during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.