Stephen James Neville Marcon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen James Neville Marcon, a licensed former licensee with CE reference AAD512. This person has 8.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Strategy HK Limited | RO | Type 1 - Dealing in securities | 2019-02-27 | 2022-12-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-21 | 2017-02-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-21 | 2017-02-23 |
| Japaninvest (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-11-16 | 2011-12-12 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen James Neville Marcon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.