Shui Wah Lau
劉瑞華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Wah Lau (劉瑞華), a licensed former licensee with CE reference AAD420. This person has 17.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-12-11 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Rico Kam Tin Choi | SPS Securities Limited | 2003–2020 |
| Albert Ming Hing Lam | SPS Securities Limited | 2003–2020 |
| Kwai Ho Tang | SPS Securities Limited | 2003–2020 |
| Joan Nei Chuen Tung | SPS Securities Limited | 2003–2020 |
| Yin Ling Chan | SPS Securities Limited | 2003–2020 |
| Wai Ming Lau | SPS Securities Limited | 2003–2020 |
| Kwok Hing Ting | SPS Securities Limited | 2003–2020 |
| Eng Moo Chong | SPS Securities Limited | 2003–2020 |
| Yuen Ching Kong | SPS Securities Limited | 2003–2020 |
| Vincent Chi Ching Lau | SPS Securities Limited | 2003–2020 |
| Chan Chun Vong | SPS Securities Limited | 2003–2020 |
| Wai Tak Yau | SPS Securities Limited | 2003–2020 |
| Hoi Fung Lam | SPS Securities Limited | 2003–2020 |
| David Cheung Fung Poon | SPS Securities Limited | 2005–2020 |
| Yau Kan Man | SPS Securities Limited | 2006–2020 |
| Shuk Yin Ho | SPS Securities Limited | 2007–2020 |
| Ka Ho Yu | SPS Securities Limited | 2008–2020 |
| Man Hong Li | SPS Securities Limited | 2012–2020 |
| Chun Yee Wong | SPS Securities Limited | 2006–2015 |
| Oi Ching Cheng | SPS Securities Limited | 2006–2014 |