Shiu Kwong Chan
陳兆廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Kwong Chan (陳兆廣), a licensed former licensee with CE reference AAD012. This person has 21.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lee's Securities Company Limited 李氏證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-03 | 2024-07-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-03 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-26 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Kwong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Judy Lai Ming Chan | Lee's Securities Company Limited | 2005–2024 |
| Chiu Kui Yu | Lee's Securities Company Limited | 2005–2024 |
| Yuen Fun Lo | Lee's Securities Company Limited | 2005–2024 |
| Kam Biu Fung | Lee's Securities Company Limited | 2005–2024 |
| Lai Sheung Wong Ho | Lee's Securities Company Limited | 2005–2024 |
| Chi Keung Leung | Lee's Securities Company Limited | 2008–2024 |
| Yuet Ying Lee | Lee's Securities Company Limited | 2005–2016 |
| Sui Ling Fong | Lee's Securities Company Limited | 2014–2024 |
| Alice Lai Mui Chan | Lee's Securities Company Limited | 2013–2023 |
| Wai Ming Ng | Lee's Securities Company Limited | 2005–2010 |
| Siu Wai Shek | Lee's Securities Company Limited | 2008–2014 |
| Sheung Har Tang | Lee's Securities Company Limited | 2005–2007 |
| Yin Wai Yu | Lee's Securities Company Limited | 2011–2015 |
| Lusanna Suk Ling Chu | Lee's Securities Company Limited | 2014–2017 |
| Warren Sau Tat Yip | Lee's Securities Company Limited | 2007 |