Diana Tak Ying Lo
羅德瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Tak Ying Lo (羅德瑩), a licensed former licensee with CE reference AAC873. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Trinkaus Investment Management Limited | Rep | Type 1 - Dealing in securities | 2010-12-15 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 4 - Advising on securities | 2010-12-15 | 2011-04-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2006-03-29 | 2010-11-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-11-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Diana Tak Ying Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.