Katherine Wai Kay Chan
陳蕙姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Wai Kay Chan (陳蕙姬), a licensed former licensee with CE reference AAC681. This person has 4.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-17 | 2008-08-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-28 | 2007-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-25 | 2007-10-31 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-25 | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Wai Kay Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lap Kwan Yu | Quam Futures Limited | 2003–2006 |
| Kenneth Kin Hing Lam | Quam Futures Limited | 2003–2006 |
| Yung Ho Chan | Quam Futures Limited | 2003–2006 |
| Wai Ming Chu | Quam Futures Limited | 2003–2006 |
| Wai Ngok Kwong | Quam Futures Limited | 2003–2006 |
| Iu Wah Lai | Quam Futures Limited | 2003–2006 |
| Chun Pong Leung | Quam Futures Limited | 2003–2006 |
| Wai Ming Tam | Quam Futures Limited | 2003–2006 |
| Ying Ki Yeung | Quam Futures Limited | 2003–2006 |
| Po Kei Chan | Quam Futures Limited | 2003–2006 |
| Enzzo Ting Yu Tang | Quam Futures Limited | 2003–2006 |
| Lai Kwan Wong | Quam Futures Limited | 2003–2006 |
| Chor Kwan Wong | Quam Futures Limited | 2003–2005 |
| Kenny Yui Kwong Ho | Quam Futures Limited | 2003–2004 |
| Yim Chan | Quam Futures Limited | 2003–2006 |
| Ka Ming Leung | Quam Futures Limited | 2003–2006 |
| Patrick Kwok Hing Shea | Quam Futures Limited | 2004–2006 |
| Kate Hiu Ha Lam | Quam Futures Limited | 2004–2006 |
| Franco Sui Lun Tong | Quam Futures Limited | 2004–2006 |
| Wai Kit Wong | Quam Futures Limited | 2003–2004 |