Sai Kwong Liu
廖世光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Kwong Liu (廖世光), a licensed former licensee with CE reference AAC402. This person has 19.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-22 | 2024-06-17 |
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-21 | 2021-02-08 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-05 | 2017-03-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-12 | 2016-06-30 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-01 | 2015-12-24 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-02 | 2013-07-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-15 | 2012-02-02 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-15 | 2011-12-02 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-14 | 2004-11-15 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-13 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Kwong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.