Edward Tai Hay Wen
溫大熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Tai Hay Wen (溫大熹), a licensed former licensee with CE reference AAC364. This person has 14.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2017-12-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2017-02-12 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-06-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Tai Hay Wen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.