Francis Chang Yu Chan
陳暢餘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chang Yu Chan (陳暢餘), a licensed former licensee with CE reference AAC170. This person has 5.5 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-03-29 | 2008-09-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-29 | 2008-09-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-29 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-29 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |