King Wah Yan

甄景華
CE No. AAC085 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wah Yan (甄景華), a licensed former licensee with CE reference AAC085. This person has 8.4 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Imagi Brokerage Limited Rep Type 1 - Dealing in securities 2003-06-02 2011-08-12
Ling Securities Limited
榮業證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-31
Ling Securities Limited
榮業證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-09
Ling Securities Limited
榮業證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-09
Ling Securities Limited
榮業證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-09

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as King Wah Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tze Kin Choi Imagi Brokerage Limited 2003–2011
Yuen Ming Wong Imagi Brokerage Limited 2003–2011
Wing Hung Chung Imagi Brokerage Limited 2003–2011
Kwong Ho Wong Imagi Brokerage Limited 2003–2011
Yuen Li Wong Imagi Brokerage Limited 2003–2011
Tak Shing Wong Imagi Brokerage Limited 2003–2011
Wai Kiu Wong Imagi Brokerage Limited 2003–2011
Wai Hong Liu Ling Securities Limited 2003
Leander Yuk Kwong Lee Ling Securities Limited 2003
Yat Hon Ng Ling Securities Limited 2003
Timmy Siu Hon Ng Ling Securities Limited 2003
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