Tak Nam Tang
鄧德南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Nam Tang (鄧德南), a licensed former licensee with CE reference AAC047. This person has 14.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | Rep | Type 9 - Asset management | 2015-04-29 | 2020-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-08 | 2012-05-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-22 | 2012-05-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-05-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Nam Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Joshua Ka Fai Wat | JW Capital Limited | 2015–2020 |
| Yan Yip | JW Capital Limited | 2015–2020 |
| Sau Fat Lim | JW Capital Limited | 2015–2020 |
| Leong Ming Yau | JW Capital Limited | 2015–2020 |
| Yiu Wai Cheung | JW Capital Limited | 2015–2020 |
| Ken Chi Tat Lou | JW Capital Limited | 2015–2020 |
| Sun Yuen Elric Li | JW Capital Limited | 2017–2020 |
| Ka Kei Lam | JW Capital Limited | 2017–2020 |
| Janny Cockell | JW Capital Limited | 2017–2020 |
| Betty Kou | JW Capital Limited | 2017–2020 |
| Boris Chi Yuen Lo | JW Capital Limited | 2015–2017 |
| Gilbert Wing Biu Yau | JW Capital Limited | 2019–2020 |
| Hsieh Shen Fang | JW Capital Limited | 2019–2020 |
| Shu Jung Chang | JW Capital Limited | 2019–2020 |
| Sunny Pak Hin Poon | JW Capital Limited | 2015–2016 |
| Carolyn Suk Yin Chui | JW Capital Limited | 2019 |