Akbar Ismail
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Akbar Ismail, a licensed former licensee with CE reference AAB730. This person has 16.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-18 | 2019-07-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |