Shiu Ki Mak
麥兆岐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Ki Mak (麥兆岐), a licensed former licensee with CE reference AAB358. This person has 23.2 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-20 | 2026-05-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-03-20 | 2026-05-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-20 | 2026-05-29 |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2011-09-06 | 2025-02-24 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-10-28 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-11-28 | 2025-03-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-03-01 | 2025-03-20 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-01-27 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2025-03-20 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-12-31 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Ki Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.