Ana Kwok
郭安妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ana Kwok (郭安妮), a licensed former licensee with CE reference AAB158. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-10 | 2010-08-07 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-10 | 2010-08-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ana Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.