Frank Chung Fan Mok
莫中凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chung Fan Mok (莫中凡), a licensed Responsible Officer with CE reference AAB112. Currently licensed at 1 firm(s): Lehin Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-18 |
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-18 |
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Chung Fan Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.