Sheung Ming Tam
譚上明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Ming Tam (譚上明), a licensed former licensee with CE reference AAA554. This person has 21.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-04-02 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-01 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-01 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheung Ming Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Winfred Kin Tak Ho | Carrier Stock Investment Company Limited | 2003–2024 |
| Ting Sik Ho | Carrier Stock Investment Company Limited | 2003–2024 |
| Kwok Jui Chan | Carrier Stock Investment Company Limited | 2003–2024 |
| King Chun Cheung | Carrier Stock Investment Company Limited | 2003–2024 |
| Patty Po King Ho | Carrier Stock Investment Company Limited | 2003–2024 |
| David Wai Kit Tse | Carrier Stock Investment Company Limited | 2003–2024 |
| Fan Chan | Carrier Stock Investment Company Limited | 2003–2007 |
| Sandy Ching Lam Tam | Carrier Stock Investment Company Limited | 2008–2014 |
| How Sun Low | Carrier Stock Investment Company Limited | 2003–2004 |