Winfred Kin Tak Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winfred Kin Tak Ho (何健德), a licensed Responsible Officer with CE reference AAA547. Currently licensed at 1 firm(s): Carrier Stock Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-30 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-30 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Winfred Kin Tak Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ting Sik Ho | Carrier Stock Investment Company Limited | 2003–present |
| Kwok Jui Chan | Carrier Stock Investment Company Limited | 2003–present |
| King Chun Cheung | Carrier Stock Investment Company Limited | 2003–present |
| Patty Po King Ho | Carrier Stock Investment Company Limited | 2003–present |
| David Wai Kit Tse | Carrier Stock Investment Company Limited | 2003–present |
| Sheung Ming Tam | Carrier Stock Investment Company Limited | 2003–2024 |
| Fan Chan | Carrier Stock Investment Company Limited | 2003–2007 |
| Sandy Ching Lam Tam | Carrier Stock Investment Company Limited | 2008–2014 |
| How Sun Low | Carrier Stock Investment Company Limited | 2003–2004 |