Judith Kelly Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judith Kelly Lau, a licensed former licensee with CE reference AAA244. This person has 18.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-03-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2022-03-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2022-03-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-02 |