John Barclay Lim
林坤海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Barclay Lim (林坤海), a licensed former licensee with CE reference AAA085. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-09 | 2010-06-01 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2009-02-09 | 2010-06-01 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-02-09 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Barclay Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.