Globe Capital Asset Management Limited
環球資本資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Globe Capital Asset Management Limited (環球資本資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BJB919. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2017-08-16.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-08-16 | 2020-04-14 |
| Type 4 - Advising on securities | 2017-08-16 | 2020-04-14 |
| Type 9 - Asset management | 2017-08-16 | 2020-04-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Chi Woon Luk 陸治垣 | RO 1, 4, 9 | 2017-08 | 2020-04 |
| Freddy Leong Sek Chan 陳亮碩 | RO 1, 4, 9 | 2019-01 | 2019-10 |
| Yu-Ping Tien 田育彬 | RO 1, 4, 9 | 2017-08 | 2018-08 |
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