Piper Jaffray Asia Asset Management Limited
派杰亞洲資本管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piper Jaffray Asia Asset Management Limited (派杰亞洲資本管理有限公司), a Hong Kong-based licensed corporation with CE reference ALK009. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2005-03-09.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2005-03-09 | 2008-10-08 |
| Type 5 - Advising on futures contracts | 2005-03-09 | 2008-10-08 |
| Type 9 - Asset management | 2005-03-09 | 2008-10-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Chung Simon Lee 李建中 | RO 4, 5, 9 | 2005-03 | 2008-10 |
| Ricky Tak Fat Lo 盧德發 | RO 5 | 2008-04 | 2008-10 |
| Jocelyn Wai Wah Tsang 曾蕙華 | RO 4, 9 Rep 4, 9 | 2006-11 | 2008-10 |
| Patrick Kum Loon Ho 何金倫 | RO 4, 5, 9 Rep 9 | 2005-08 | 2008-03 |
| Runyu Wang 王潤宇 | Rep 9 | 2006-10 | 2007-07 |
| Jeng Toa Lee 李政韜 | Rep 9 | 2005-04 | 2006-03 |
| Raymond Kwok Hung Fung 馮國洪 | RO 4, 5, 9 | 2005-03 | 2005-07 |
Showing 1–7 of 7