UBS Capital Asia Pacific (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Capital Asia Pacific (HK) Limited, a Hong Kong-based licensed corporation with CE reference AEX188. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2004-05-10 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-10 |
| Type 9 - Asset management | Pre-2003 | 2004-05-10 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Eu Jim Goh | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Po Chiu Kwan 關寶照 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Sze Wai Jim 詹思慧 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Tak Seng Lai | RO 4, 6, 9 | Pre-2003 | 2004-03 |
| Belinda Lee 李碧蘭 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Lak Chuan Ng 黃立川 | RO 4, 6, 9 | Pre-2003 | 2004-03 |
| Kok Yew Tang 鄧國耀 | RO 4, 6, 9 | Pre-2003 | 2004-03 |
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