Tak Seng Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Seng Lai, a licensed former licensee with CE reference AEV204. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-07-07 | 2008-09-30 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-09 |
| UBS Capital Asia Pacific (HK) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-03-09 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Seng Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.