Tartan Securities (Asia) Limited
達勤證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tartan Securities (Asia) Limited (達勤證券有限公司), a Hong Kong-based licensed corporation with CE reference ABP571. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Boon Kick Lim 林科吉 | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Miu Ching Chan 陳妙貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Ah Chai Khoo 古亞仔 | RO 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Siu Chun Lai 黎笑珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Yin Hing Lo 盧嬿馨 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Timmy Chong 鄭添明 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Yuk King Chow 周玉琼 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
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