Ying Wah Securities Company Limited

英華證券有限公司
CE No. ABL861 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wah Securities Company Limited (英華證券有限公司), a Hong Kong-based licensed corporation with CE reference ABL861. Current licensed staff on file: 0 (total recorded over time: 14).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2023-05-05
Type 4 - Advising on securities Pre-2003 2005-01-10
Type 6 - Advising on corporate finance Pre-2003 2005-01-10
Type 9 - Asset management Pre-2003 2005-01-10

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Yiu Kwok Kan 簡耀國 RO 1 2017-10 2023-04
Shuk Yee Wong 黃淑怡 Rep 1, 4, 6, 9 Pre-2003 2023-04
Miranda Kai Hang Lee 李偕行 RO 1 Rep 1, 4, 6, 9 Pre-2003 2023-02
Alice Shuk Chun Ho 何淑珍 Rep 1, 4, 6, 9 Pre-2003 2023-01
Ken Wing Kin Liu 廖永鍵 Rep 1 2016-04 2023-01
Ying Sing Mak 麥營城 Rep 1, 4, 6, 9 Pre-2003 2023-01
Wicky Kam Wai Tsui 徐錦威 RO 1 Rep 1, 4, 6, 9 2003-04 2023-01
Wang Mau Wilson Wong 王宏懋 Rep 1 2006-11 2023-01
Chung Kai Mak 麥仲楷 Rep 1, 4 2003-07 2022-12
Kin Hung Tam 譚劍熊 Rep 1, 4, 6, 9 Pre-2003 2022-12
Chi Kuen Wong 黃志權 RO 1, 4, 6, 9 Pre-2003 2022-12
Kin Wah Chan 陳健華 Rep 1 2007-08 2009-02
Shing Mo Ng 吳繩武 RO 1, 4, 6, 9 Pre-2003 2006-03
Chi Wah Yip 葉志華 Rep 1, 4, 6, 9 Pre-2003 2005-12
Showing 1–14 of 14

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