Shing Mo Ng
吳繩武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Mo Ng (吳繩武), a licensed former licensee with CE reference AAA330. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-28 | 2006-03-01 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-28 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-10 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-10 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-10 |