Kay Yue Securities Company Limited
基裕證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Yue Securities Company Limited (基裕證券有限公司), a Hong Kong-based licensed corporation with CE reference ABE422. Current licensed staff on file: 0 (total recorded over time: 4).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2014-09-03 |
| Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mo Ching Fung Chau 馮周慕貞 | RO 1, 4, 6, 9 | Pre-2003 | 2014-08 |
| Dennis Wah Fai Chung 鍾華暉 | RO 1, 4, 6, 9 | Pre-2003 | 2011-01 |
| Thomas Pui Wie Kam 甘沛槐 | RO 1, 4, 6, 9 | Pre-2003 | 2011-01 |
| Yee Kwan Lee 李以焜 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-01 |
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