Thomas Pui Wie Kam
甘沛槐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Pui Wie Kam (甘沛槐), a licensed former licensee with CE reference AAH493. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 1 - Dealing in securities | present | 2011-01-31 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 4 - Advising on securities | present | 2003-05-28 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-05-28 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 9 - Asset management | present | 2003-05-28 |