Thomas Pui Wie Kam
甘沛槐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Pui Wie Kam (甘沛槐), a licensed former licensee with CE reference AAH493. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-01-31 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-28 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-28 |
| Kay Yue Securities Company Limited 基裕證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-28 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Pui Wie Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dennis Wah Fai Chung | Kay Yue Securities Company Limited | 2003–2011 |
| Mo Ching Fung Chau | Kay Yue Securities Company Limited | 2003–2011 |
| Yee Kwan Lee | Kay Yue Securities Company Limited | 2003–2011 |