Associated Advisers Limited

CE No. AAK058 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Associated Advisers Limited, a Hong Kong-based licensed corporation with CE reference AAK058. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 1 (total recorded over time: 4). Earliest licence on file: 2019-09-23.
Category:: Sell side · Brokerage ?
Registered address:: Room 903 Chow Sang Sang Building, 229 Nathan Road, Kowloon
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2019-09-23	present
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2004-11-22

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Kwok Lau Clement Tao 杜國鎏	RO 1, 4, 6, 9	Pre-2003	Present
Yiu Hang Fu 傅耀衡	RO 1, 4, 9	2018-02	2020-02
Ka Kit Tsang 曾嘉傑	RO 1, 4, 9	2019-09	2019-12
Raymond Jun Hing Ng 吳駿興	RO 4, 9	2004-10	2016-10