Roctec Investment Limited

鷹達投資有限公司
CE No. AAF133 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Investment Limited (鷹達投資有限公司), a Hong Kong-based licensed corporation with CE reference AAF133. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2005-09-16.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2021-10-07
Type 5 - Advising on futures contracts 2005-09-16 2021-10-07
Type 6 - Advising on corporate finance Pre-2003 2005-01-21
Type 9 - Asset management Pre-2003 2021-10-07

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Chun Kwan Chim 詹振坤 Rep 4, 6, 9 Pre-2003 2021-09
Ka Chai Leong 梁家齊 RO 4, 5, 6, 9 Pre-2003 2021-09
Man Hon Sze 施文漢 RO 4, 5, 9 2005-09 2021-09
Chun Kwong Wong 王俊光 Rep 4, 5, 6, 9 Pre-2003 2007-02
Ting Yuk Leung 梁庭毓 Rep 4, 5, 6, 9 Pre-2003 2006-06
Showing 1–5 of 5

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