Xiaoyi Lu
盧瀟漪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Lu (盧瀟漪), a licensed Representative with CE reference BVR868. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 1.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-12 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-04 | 2026-01-04 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-04 | 2026-01-04 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-04 | 2026-01-04 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2024-12-04 | 2026-01-04 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2024-12-04 | 2026-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.